RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H••••• G•• B••••••
- P••••• I••••••••• A•••••••• I••• former currentsince Jun 21, 2021 · Tampa, Fl
- K•• F••••••••• I••• independent RIANov 6, 2008 to Jan 8, 2009 · Green Bay, Wi
- P••••• I••••••••• A•••••••• I••• formerMar 7, 2006 to Dec 31, 2006 · Tampa, Fl
- K•• F••••••••• I••• to P••••• I••••••••• A•••••••• I•••left Jan 8, 2009, registered Jun 21, 2021 (4547 days) · Other
- P••••• I••••••••• A•••••••• I••• to K•• F••••••••• I•••left Dec 31, 2006, registered Nov 6, 2008 (676 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address