RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• B• G••••
- L•• F•••••••• L•• BD affiliated currentsince Aug 3, 2021 · West Brentwood, Ny
- B••••• I••••••••• A••••••• L•• unclassifiedSep 11, 2009 to Nov 5, 2010 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• national BDOct 3, 2006 to Jun 27, 2007 · Huntington, Ny
- B••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Nov 5, 2010, registered Aug 3, 2021 (3924 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to B••••• I••••••••• A••••••• L••left Jun 27, 2007, registered Sep 11, 2009 (807 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address