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Registered advisor
J••••• H•••• G•••••••
Feed of 09/14/2026
At current firm
4 y
since Nov 1, 2021
In the industry
38 y
since Jun 15, 1988 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••• A••••••• S•••••••• L•• BD affiliated currentsince Nov 1, 2021 · Melville, Ny
- L•• F•••••••• L•• BD affiliatedNov 19, 2009 to Oct 19, 2011 · West Hempstead, Ny
- L•• F•••••••• L•• BD affiliatedMay 27, 2008 to Jul 1, 2009 · Staten Island, Ny
- I••• S••••••••• I••• unclassifiedSep 27, 2006 to May 27, 2008 · Staten Island, Ny
- E•••• N••••••• S••••••••• I••• formerJul 24, 2006 to Sep 12, 2006 · Brooklyn, Ny
- C•••• I••••••••• S••••••• C•••• formerApr 27, 1998 to May 15, 2006 · Brooklyn, Ny
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••••••• A••••••• S•••••••• L••left Oct 19, 2011, registered Nov 1, 2021 (3666 days) · Other
- I••• S••••••••• I••• to L•• F•••••••• L••left May 27, 2008, registered May 27, 2008 (0 days) · corporate re-registration, not a move
- E•••• N••••••• S••••••••• I••• to I••• S••••••••• I•••left Sep 12, 2006, registered Sep 27, 2006 (15 days) · Other
- C•••• I••••••••• S••••••• C•••• to E•••• N••••••• S••••••••• I•••left May 15, 2006, registered Jul 24, 2006 (70 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address