RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• J•••• M•••••••••
- O•••• I••••••••• I••• BD affiliated currentsince May 8, 2026 · Meriden, Ct
- C••• B•••••••• S•••••••• I••• formerAug 19, 2015 to Mar 30, 2023 · Massapequa, Ny
- S••••••• P•••••• F••••••••• L•• formerJun 2, 2014 to May 19, 2015 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedNov 14, 2008 to Jun 9, 2014 · East Hampton, Ny
- C•••• I••••••••• S••••••• C•••• formerOct 11, 2006 to Jun 6, 2007 · East Meadow, Ny
- C••• B•••••••• S•••••••• I••• to O•••• I••••••••• I•••left Mar 30, 2023, registered May 8, 2026 (1135 days) · Affiliated broker-dealer or bank to another
- S••••••• P•••••• F••••••••• L•• to C••• B•••••••• S•••••••• I•••left May 19, 2015, registered Aug 19, 2015 (92 days) · Other
- L•• F•••••••• L•• to S••••••• P•••••• F••••••••• L••left Jun 9, 2014, registered Jun 2, 2014 (-7 days) · Other
- C•••• I••••••••• S••••••• C•••• to L•• F•••••••• L••left Jun 6, 2007, registered Nov 14, 2008 (527 days) · Other
- M••••• J•••• M••••••••• left C••• B•••••••• S•••••••• I••• for O•••• I••••••••• I••• (registered 2026-05-08)Mar 30, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address