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Registered advisor
H••••••• D•••
Certified Financial Planner
Feed of 09/14/2026
Also filed as H Leo D•••
At current firm
1 y
since Mar 6, 2025
In the industry
38 y
since Jun 2, 1988 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 6, 2025 · Englewood Cliffs, Nj
- I• A••••••• S•••••••• I••• formerApr 27, 2017 to Mar 6, 2025 · Englewood Cliffs, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Apr 12, 2017 · Saddlebrook, Nj
- A••••••••• A•••••• S•••••••• I••• unclassifiedFeb 5, 2008 to Oct 5, 2009 · Saddlebrook, Nj
- U•• F•••••••• S••••••• I••• wirehouseApr 30, 2002 to Feb 29, 2008 · Paramus, Nj
Moves
a registration end followed by a registration begin elsewhere
- I• A••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to I• A••••••• S•••••••• I•••left Apr 12, 2017, registered Apr 27, 2017 (15 days) · Other
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to A••••••••• A•••••• S•••••••• I•••left Feb 29, 2008, registered Feb 5, 2008 (-24 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address