RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 2, 2019 · Eagle, Id
- C•••••• F•••••••• S•••••••• I••• formerMar 7, 2007 to Dec 31, 2018 · Eagle, Id
- U••••• H••••••• F•••••••• S•••••••• I••• unclassifiedJun 11, 2004 to Mar 7, 2007 · Meridian, Id
- C•••••••• I••••••••• R•••••••• I••• unclassifiedOct 15, 2002 to Jun 22, 2004 · Boise, Id
- C•••••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2018, registered Jan 2, 2019 (2 days) · RIA to affiliated broker-dealer or bank
- U••••• H••••••• F•••••••• S•••••••• I••• to C•••••• F•••••••• S•••••••• I•••left Mar 7, 2007, registered Mar 7, 2007 (0 days) · Other
- C•••••••• I••••••••• R•••••••• I••• to U••••• H••••••• F•••••••• S•••••••• I•••left Jun 22, 2004, registered Jun 11, 2004 (-11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address