RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• P•••••• G•••••
- W•••• I••••••••• A•••••••• L•• other currentsince Sep 20, 2023 · Phoenixville, Pa
- M•• S••••••••• L•• no RAUMMay 28, 2019 to Sep 11, 2023 · Boston, Ma
- T•• C•••••••• G••••• L•• formerApr 27, 2012 to Dec 31, 2019 · Plymouth Meeting, Pa
- W•••• A••••••• S••••••• formerFeb 16, 2011 to May 1, 2012 · King Of Prussia, Pa
- M•• S••••••••• L•• to W•••• I••••••••• A•••••••• L••left Sep 11, 2023, registered Sep 20, 2023 (9 days) · Other
- T•• C•••••••• G••••• L•• to M•• S••••••••• L••left Dec 31, 2019, registered May 28, 2019 (-217 days) · Other · moved with a team
- W•••• A••••••• S••••••• to T•• C•••••••• G••••• L••left May 1, 2012, registered Apr 27, 2012 (-4 days) · Other
- R••••• P•••••• G••••• left M•• S••••••••• L•• for W•••• I••••••••• A•••••••• L•• (registered 2023-09-20)Sep 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address