RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• N••• F••••••
- P••••••• F•••••••• S•••••••• I••• BD affiliated currentsince May 16, 2025 · Denver, Ia
- C••••• • C••••••• I••• formerJan 13, 2006 to May 16, 2025 · Denver, Ia
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedMar 30, 2004 to Jul 1, 2005 · Denver, Ia
- A• G• E•••••• • S•••• I••• unclassifiedDec 30, 1999 to Mar 15, 2004 · Waterloo, Ia
- C••••• • C••••••• I••• to P••••••• F•••••••• S•••••••• I•••left May 16, 2025, registered May 16, 2025 (0 days) · corporate re-registration, not a move
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to C••••• • C••••••• I•••left Jul 1, 2005, registered Jan 13, 2006 (196 days) · Other
- A• G• E•••••• • S•••• I••• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Mar 15, 2004, registered Mar 30, 2004 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address