RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• K••• W•••••
- W••••• I••••••••• A•••••••• I•• former currentsince Apr 6, 2000 · Edmond, Ok
- T•••••• C•••••• A•••• A•••••••• L•• unclassifiedJan 23, 2013 to Nov 28, 2017 · Edmond, Ok
- T•••••• C•••••• A•••• A•••••••• L•• unclassifiedFeb 9, 2010 to Dec 31, 2012
- C••••• A•••••• N••••••• L•• formerJan 24, 1995 to Dec 31, 2006 · Edmond, Ok
- T•••••• C•••••• A•••• A•••••••• L•• to no registered destinationleft Nov 28, 2017 · Departure, no registered destination
- C••••• A•••••• N••••••• L•• to W••••• I••••••••• A•••••••• I••left Dec 31, 2006, registered Apr 6, 2000 (-2460 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address