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Registered advisor
J•• M••••• C••••
Feed of 09/14/2026
Also filed as J•• M••••• C••••
At current firm
16 y
since Jan 25, 2010
In the industry
37 y
since Sep 26, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••• T••••••• W••••• M••••••••• I••• state registered currentsince Jan 25, 2010 · Fort Lauderdale, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 2, 2007 to Jan 25, 2010 · Fort Lauderdale, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Aug 6, 2007 · Aventura, Fl
- M••••• S•••••• D• I••• unclassifiedApr 2, 2002 to Apr 2, 2007 · Aventura, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••• T••••••• W••••• M••••••••• I•••left Jan 25, 2010, registered Jan 25, 2010 (0 days) · Wirehouse to a state-registered adviser
- M••••• S•••••• • C•• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 6, 2007, registered Aug 2, 2007 (-4 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address