RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• S•••• W••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 6, 2025 · Plano, Tx
- I• A••••••• S•••••••• I••• formerAug 16, 2012 to Mar 6, 2025 · Highland Village, Tx
- B••••••••• L•• formerMay 17, 2010 to Aug 16, 2012 · Chicago, Il
- S••••••••• A•••••• A•••••••• I••• formerMar 28, 2000 to May 17, 2010 · Highland Village, Tx
- I• A••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
- B••••••••• L•• to I• A••••••• S•••••••• I•••left Aug 16, 2012, registered Aug 16, 2012 (0 days) · Other
- S••••••••• A•••••• A•••••••• I••• to B••••••••• L••left May 17, 2010, registered May 17, 2010 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address