RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• G••••• D•••••
- A••••• F•••••••• P•••••••• I••• independent RIA currentsince Jul 1, 2010 · Downers Grove, Il
- E•••••••• A•••••••• L•• national BDMar 2, 2006 to Jul 9, 2010 · Oak Brook, Il
- A••••••••• A•••••• S•••••••• I••• unclassifiedJun 23, 2004 to Mar 10, 2006 · Oakbrook Terrace, Il
- M••••• S•••••• D• I••• unclassifiedMay 18, 2004 to Jun 2, 2004 · Chicago, Il
- A••••••••• A•••••• S•••••••• I••• unclassifiedJul 3, 2003 to May 5, 2004 · St Charles, Il
- E•••••••• A•••••••• L•• to A••••• F•••••••• P•••••••• I•••left Jul 9, 2010, registered Jul 1, 2010 (-8 days) · Other
- A••••••••• A•••••• S•••••••• I••• to E•••••••• A•••••••• L••left Mar 10, 2006, registered Mar 2, 2006 (-8 days) · Other
- M••••• S•••••• D• I••• to A••••••••• A•••••• S•••••••• I•••left Jun 2, 2004, registered Jun 23, 2004 (21 days) · Other
- A••••••••• A•••••• S•••••••• I••• to M••••• S•••••• D• I•••left May 5, 2004, registered May 18, 2004 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address