DFX Intelligence
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Registered advisor
S•••••• D•••• G••••••
Feed of 09/14/2026
Also filed as S•••••• D•••• G••••••••• D•••• G••••••
At current firm
19 y
since Feb 28, 2007
In the industry
38 y
since Aug 30, 1988 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••••••• P••••••• P••••••• state registered currentsince Feb 28, 2007 · Leawood, Ks
- S••••••• I••••••••• I••• formerMar 15, 1999 to Apr 5, 2005 · Overland Park, Ks
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• I••• to F•••••••• P••••••• P•••••••left Apr 5, 2005, registered Feb 28, 2007 (694 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address