DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Eugene Martin
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Sep 29, 2023
In the industry
37 y
since Sep 26, 1988 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Wealth Partners, Ltd. independent RIA currentsince Sep 29, 2023 · Independence, Oh
- Securities America Advisors, Inc. formerDec 14, 2015 to Sep 21, 2023 · Indianapolis, In
- Cfg Wealth Management Services Inc independent RIAOct 27, 2015 to Dec 11, 2015 · Indianapolis, In
- 1st Global Advisors Inc formerOct 1, 2004 to Jul 6, 2015 · Indianapolis, In
- Osaic Fa, Inc. formerFeb 1, 2001 to Oct 14, 2004 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Strategic Wealth Partners, Ltd.left Sep 21, 2023, registered Sep 29, 2023 (8 days) · Affiliated broker-dealer or bank to independent RIA
- Cfg Wealth Management Services Inc to Securities America Advisors, Inc.left Dec 11, 2015, registered Dec 14, 2015 (3 days) · Other
- 1st Global Advisors Inc to Cfg Wealth Management Services Incleft Jul 6, 2015, registered Oct 27, 2015 (113 days) · Other
- Osaic Fa, Inc. to 1st Global Advisors Incleft Oct 14, 2004, registered Oct 1, 2004 (-13 days) · Other
Signals
- Brian Eugene Martin left Securities America Advisors, Inc. for Strategic Wealth Partners, Ltd. (registered 2023-09-29)Sep 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address