RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• M••• L••••
- L•• F•••••••• L•• BD affiliated currentsince May 21, 2025 · Weymouth, Ma
- O•••• I••••••••• I••• BD affiliatedOct 26, 2023 to May 22, 2025 · Weymouth, Ma
- C••••••• S••••••••• I••• BD affiliatedApr 21, 2008 to Oct 5, 2023 · Quincy, Ma
- I••• S••••••••• I••• unclassifiedSep 29, 2005 to Apr 23, 2008 · Newtonville, Ma
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Jul 29, 2005 · Newton, Ma
- Q•••• • R•••••• I••• unclassifiedJul 25, 2003 to Oct 20, 2004 · Franklin, Ma
- O•••• I••••••••• I••• to L•• F•••••••• L••left May 22, 2025, registered May 21, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- C••••••• S••••••••• I••• to O•••• I••••••••• I•••left Oct 5, 2023, registered Oct 26, 2023 (21 days) · Affiliated broker-dealer or bank to another
- I••• S••••••••• I••• to C••••••• S••••••••• I•••left Apr 23, 2008, registered Apr 21, 2008 (-2 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to I••• S••••••••• I•••left Jul 29, 2005, registered Sep 29, 2005 (62 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- S•••••• M••• L•••• left O•••• I••••••••• I••• for L•• F•••••••• L•• (registered 2025-05-21)May 22, 2025 · Advisor changed firm · fact
- S•••••• M••• L•••• left C••••••• S••••••••• I••• for O•••• I••••••••• I••• (registered 2023-10-26)Oct 5, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address