H•••••• W•• E••

• L•• F•••••••• L•• BD affiliated current
  since Feb 15, 2018 · Clearwater, Fl
• I••••• F•••••••• C••••••••• former
  Apr 5, 2011 to Feb 15, 2018 · Clearwater, Fl
• O•••• F•• I••• former
  Jan 5, 2006 to Mar 8, 2011 · Treasure Island, Fl
• T••••••••• F•••••••• A•••••••• L•• BD affiliated
  Sep 3, 2003 to Oct 5, 2006 · St. Petersburg, Fl
• N•• E•••••• S••••••••• C••••••••• former
  Feb 21, 2001 to Aug 27, 2003 · Tampa, Fl

• I••••• F•••••••• C••••••••• to L•• F•••••••• L••
  left Feb 15, 2018, registered Feb 15, 2018 (0 days) · corporate re-registration, not a move
• O•••• F•• I••• to I••••• F•••••••• C•••••••••
  left Mar 8, 2011, registered Apr 5, 2011 (28 days) · Other
• T••••••••• F•••••••• A•••••••• L•• to O•••• F•• I•••
  left Oct 5, 2006, registered Jan 5, 2006 (-273 days) · Other
• N•• E•••••• S••••••••• C••••••••• to T••••••••• F•••••••• A•••••••• L••
  left Aug 27, 2003, registered Sep 3, 2003 (7 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

36derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address