DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael Kogan
Feed of 09/14/2026
Also filed as Mike Kogan
At current firm
0 y
since Apr 6, 2026
In the industry
22 y
since Nov 14, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Esi Financial Advisors independent RIA currentsince Apr 6, 2026 · Hauppauge, Ny
- Chelsea Advisory Services, Inc independent RIAOct 18, 2023 to Dec 17, 2024 · North Hills, Ny
- Cetera Advisor Networks LLC formerSep 20, 2017 to Dec 31, 2017 · North Hills, Ny
- Woodstock Financial Group, Inc. formerApr 16, 2012 to Oct 19, 2015 · Woodstock, Ga
- Morgan Stanley Dw Inc. unclassifiedJan 3, 2006 to Feb 7, 2006 · Great Neck, Ny
Moves
a registration end followed by a registration begin elsewhere
- Chelsea Advisory Services, Inc to Esi Financial Advisorsleft Dec 17, 2024, registered Apr 6, 2026 (475 days) · RIA to RIA
- Cetera Advisor Networks LLC to Chelsea Advisory Services, Incleft Dec 31, 2017, registered Oct 18, 2023 (2117 days) · Other
- Woodstock Financial Group, Inc. to Cetera Advisor Networks LLCleft Oct 19, 2015, registered Sep 20, 2017 (702 days) · Other
- Morgan Stanley Dw Inc. to Woodstock Financial Group, Inc.left Feb 7, 2006, registered Apr 16, 2012 (2260 days) · Other
Signals
- Michael Kogan left Chelsea Advisory Services, Inc for Esi Financial Advisors (registered 2026-04-06)Dec 17, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address