DFX Intelligence
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Registered advisor
A••••• H•••••••• G••••••
Feed of 09/15/2026
Also filed as Andy H•••••••• G••••••
At current firm
3 y
since Jan 5, 2023
In the industry
30 y
since Sep 11, 1996 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••••••••• I••••••••• A••••••• L•• independent RIA currentsince Jan 5, 2023 · Aspen, Co
- W•••• R•••• C•••••• M••••••••• L•• unclassifiedApr 16, 2007 to Dec 18, 2008 · Aspen, Co
Moves
a registration end followed by a registration begin elsewhere
- W•••• R•••• C•••••• M••••••••• L•• to F••••••••• I••••••••• A••••••• L••left Dec 18, 2008, registered Jan 5, 2023 (5131 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address