DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Robert Alguire
Feed of 09/14/2026
At current firm
11 y
since Jul 7, 2015
In the industry
37 y
since Feb 16, 1989 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Stifel, Nicolaus & Company, Incorporated national BD currentsince Jul 7, 2015 · Little Rock, Ar
- Sterne Agee Asset Management, Inc. formerMar 11, 2009 to Jul 7, 2015 · Birmingham, Al
- Stanford Group Company unclassifiedNov 1, 2006 to Mar 10, 2009 · Little Rock, Ar
- Stillpoint Wealth Management, LLC unclassifiedNov 4, 2004 to Nov 10, 2006 · Atlanta, Ga
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFeb 16, 1989 to Oct 26, 2004 · Little Rock, Ar
Moves
a registration end followed by a registration begin elsewhere
- Sterne Agee Asset Management, Inc. to Stifel, Nicolaus & Company, Incorporatedleft Jul 7, 2015, registered Jul 7, 2015 (0 days) · corporate re-registration, not a move
- Stanford Group Company to Sterne Agee Asset Management, Inc.left Mar 10, 2009, registered Mar 11, 2009 (1 days) · Other
- Stillpoint Wealth Management, LLC to Stanford Group Companyleft Nov 10, 2006, registered Nov 1, 2006 (-9 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Stillpoint Wealth Management, LLCleft Oct 26, 2004, registered Nov 4, 2004 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address