DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• M•••• E•••••• • F•••••••••

E•••••• W••••• S••••••••• I••state registeredForest Park, IlIA-onlyIAPD 1883997

Feed of 09/14/2026

Also filed as C•••••••• M•••• Wade

At current firm

16 y

since Oct 21, 2009

In the industry

35 y

since Aug 14, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• W••••• S••••••••• I•• state registered current
since Oct 21, 2009 · Forest Park, Il
A•••••• • C••• I••• independent RIA
Jan 6, 2021 to Nov 23, 2022 · Forest Park, Il
Q•••••• A•••• M••••••••• I••• former
Jul 7, 2006 to Oct 6, 2009 · River Forest, Il
U•••••••• S••••••••• I••• unclassified
Jul 22, 2004 to Jun 16, 2006 · River Forest, Il
U•••••••• S••••••••• I••• unclassified
Sep 9, 2002 to May 25, 2004 · River Forest, Il
O•••• F•• I••• former
Feb 2, 2000 to Aug 10, 2002 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

A•••••• • C••• I••• to no registered destination
left Nov 23, 2022 · Departure, no registered destination
Q•••••• A•••• M••••••••• I••• to E•••••• W••••• S••••••••• I••
left Oct 6, 2009, registered Oct 21, 2009 (15 days) · Other
U•••••••• S••••••••• I••• to Q•••••• A•••• M••••••••• I•••
left Jun 16, 2006, registered Jul 7, 2006 (21 days) · corporate re-registration, not a move
O•••• F•• I••• to U•••••••• S••••••••• I•••
left Aug 10, 2002, registered Sep 9, 2002 (30 days) · Other

Signals

C•••••••• M•••• E•••••• • F••••••••• no longer registered at A•••••• • C••• I•••; no later IA registration on IAPD
Nov 23, 2022 · Advisor departure · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address