RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••• W•••••• C•••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 20, 2025 · Steubenville, Oh
- C•••••••• F•••••••• G•••• A••••••• formerAug 10, 2017 to Feb 20, 2025 · Steubenville, Oh
- S•••••• N••••••• • C••••••• I••••••••• national BDMar 10, 2009 to Jul 17, 2017 · Boardman, Oh
- B•••••• W••• • C••• I••• unclassifiedMay 22, 2007 to Mar 10, 2009 · Youngstown, Oh
- C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••left Feb 20, 2025, registered Feb 20, 2025 (0 days) · corporate re-registration, not a move
- S•••••• N••••••• • C••••••• I••••••••• to C•••••••• F•••••••• G•••• A•••••••left Jul 17, 2017, registered Aug 10, 2017 (24 days) · Other
- B•••••• W••• • C••• I••• to S•••••• N••••••• • C••••••• I•••••••••left Mar 10, 2009, registered Mar 10, 2009 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address