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Registered advisor
J•••• L• H••••• J•
Feed of 09/14/2026
Also filed as J•••• Lee H•••••
At current firm
5 y
since Jul 15, 2021
In the industry
37 y
since Dec 1, 1988 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• A•••••••• L•• national BD currentsince Jul 15, 2021 · Woodbridge, Nj
- A••••••••• F•••••••• S•••••••• L•• national BDNov 18, 2011 to Jul 6, 2021 · Greenwich, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Nov 22, 2011 · Fort Lee, Nj
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 28, 2007 to Oct 23, 2009 · Montvale, Nj
- C••••••• I••••••••• S••••••• unclassifiedDec 7, 2004 to Apr 12, 2007 · Greenwich, Ct
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to E•••••••• A•••••••• L••left Jul 6, 2021, registered Jul 15, 2021 (9 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 22, 2011, registered Nov 18, 2011 (-4 days) · Wirehouse to affiliated broker-dealer or bank
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- C••••••• I••••••••• S••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Apr 12, 2007, registered Feb 28, 2007 (-43 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address