DFX Intelligence
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Registered advisor
H••••• W•••• P••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as H••••• W•••••••• H••••• W•••••••• H••••• E••••••••• H••••• W••••••••• W•••••••• H••••• W••••••••• P••••••
At current firm
11 y
since Mar 12, 2015
In the industry
37 y
since Oct 28, 1988 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P••••••• F•••••••• S•••••••• I••• BD affiliated currentsince Mar 12, 2015 · Dallas, Tx
- A•••••• A••••••• S••••••• formerFeb 18, 2003 to Mar 26, 2009 · Coppell, Tx
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to P••••••• F•••••••• S•••••••• I•••left Mar 26, 2009, registered Mar 12, 2015 (2177 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address