C•••••• J• L••••••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Apr 1, 2025 · Clearwater, Fl
• C••••• I••••••••• A••••••• L•• BD affiliated
  Mar 22, 2021 to Mar 28, 2025 · Tampa, Fl
• B• R•••• W••••• A•••••••• I••• BD affiliated
  Jul 25, 2019 to Feb 5, 2021 · Tampa, Fl
• E•••••••• A•••••••• L•• national BD
  Nov 1, 1989 to Jul 25, 2017 · Tampa, Fl

• C••••• I••••••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Mar 28, 2025, registered Apr 1, 2025 (4 days) · Affiliated broker-dealer or bank to another
• B• R•••• W••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••
  left Feb 5, 2021, registered Mar 22, 2021 (45 days) · Affiliated broker-dealer or bank to another · moved with a team
• E•••••••• A•••••••• L•• to B• R•••• W••••• A•••••••• I•••
  left Jul 25, 2017, registered Jul 25, 2019 (730 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Mar 28, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

36derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address