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Registered advisor
K•••• I•••• J•••••
Feed of 09/14/2026
Also filed as Kelly Mcbride
At current firm
1 y
since Jan 24, 2025
In the industry
37 y
since Mar 22, 1989 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · Sacramento, Ca
- O•••• F•• I••• formerDec 19, 2022 to Jan 24, 2025 · Sacramento, Ca
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMay 25, 2022 to Aug 31, 2022 · Sacramento, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 24, 2006 to Dec 31, 2020 · Roseville, Ca
- T• A••••••••• I••• formerJun 11, 2003 to Jan 11, 2021 · Roseville, Ca
- C•••••• S••••• • C••• I••• national BDJul 8, 1997 to Feb 11, 2003 · Stockton, Ca
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- N••••••••• M••••• I••••••••• S••••••••• to O•••• F•• I•••left Aug 31, 2022, registered Dec 19, 2022 (110 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jan 11, 2021, registered Apr 24, 2006 (-5376 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Dec 31, 2020, registered May 25, 2022 (510 days) · Other
- C•••••• S••••• • C••• I••• to T• A••••••••• I•••left Feb 11, 2003, registered Jun 11, 2003 (120 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
- K•••• I•••• J••••• left N••••••••• M••••• I••••••••• S••••••••• for O•••• F•• I••• (registered 2022-12-19)Aug 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address