RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• R••••• S•••••••
- O•••• W•••••• I••• BD affiliated currentsince Nov 2, 2018 · Livingston, Nj
- S••••••• I••••••••• I••• formerJul 1, 2010 to Nov 2, 2018 · Livingston, Nj
- S••••• F•••••••• R•••••••• I•• formerJun 13, 2002 to Jun 1, 2010 · Parsippany, Nj
- S••••• E••••••• I•• formerJun 5, 2002 to Jun 1, 2010 · Parsippany, Nj
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- S••••• F•••••••• R•••••••• I•• to S••••••• I••••••••• I•••left Jun 1, 2010, registered Jul 1, 2010 (30 days) · Other
- S••••• E••••••• I•• to S••••• F•••••••• R•••••••• I••left Jun 1, 2010, registered Jun 13, 2002 (-2910 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address