DFX Intelligence
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Registered advisor
R•••••• J•••• N••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as J•• N••••
At current firm
20 y
since May 12, 2006
In the industry
42 y
since Mar 1, 1984 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince May 12, 2006 · Leawood, Ks
- R• J• N•••• • A••••••••• I••• unclassifiedJan 10, 2001 to Dec 8, 2005 · Shawnee Mission, Ks
Moves
a registration end followed by a registration begin elsewhere
- R• J• N•••• • A••••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Dec 8, 2005, registered May 12, 2006 (155 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address