RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• A••• C•••••••••
- S•••••• W••••• P•••••••• L•• BD affiliated currentsince Aug 13, 2010 · Beachwood, Oh
- S•••••• I••••••••• M••••••••• L•• asset managerNov 19, 2020 to Mar 3, 2023 · Beachwood, Oh
- L•• F•••••••• L•• BD affiliatedJan 13, 2009 to May 29, 2018 · Beachwood, Oh
- O•••• F•• I••• formerJan 1, 2000 to Sep 18, 2008 · Solon, Oh
- S•••••• I••••••••• M••••••••• L•• to no registered destinationleft Mar 3, 2023 · Departure, no registered destination
- L•• F•••••••• L•• to S•••••• W••••• P•••••••• L••left May 29, 2018, registered Aug 13, 2010 (-2846 days) · Other
- O•••• F•• I••• to L•• F•••••••• L••left Sep 18, 2008, registered Jan 13, 2009 (117 days) · Other
- J•••••• A••• C••••••••• no longer registered at S•••••• I••••••••• M••••••••• L••; no later IA registration on IAPDMar 3, 2023 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address