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Registered advisor
M•••••• R•••• P••••
Feed of 09/14/2026
At current firm
7 y
since Sep 13, 2019
In the industry
37 y
since Apr 11, 1989 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 13, 2019 · Milroy, Pa
- O•••• I••••••••• I••• BD affiliatedSep 2, 2015 to Sep 19, 2019 · Lewistown, Pa
- C••••• A•••••• N••••••• L•• formerAug 12, 2011 to Sep 15, 2015 · Mifflintown, Pa
- L•• F•••••••• L•• BD affiliatedMar 18, 2010 to Aug 17, 2011 · Lewistown, Pa
- C••••• A•••••• N••••••• L•• formerMar 29, 2006 to Mar 22, 2010 · Lewistown, Pa
Moves
a registration end followed by a registration begin elsewhere
- O•••• I••••••••• I••• to C••••• I••••••••• A••••••• L••left Sep 19, 2019, registered Sep 13, 2019 (-6 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• N••••••• L•• to O•••• I••••••••• I•••left Sep 15, 2015, registered Sep 2, 2015 (-13 days) · Other
- L•• F•••••••• L•• to C••••• A•••••• N••••••• L••left Aug 17, 2011, registered Aug 12, 2011 (-5 days) · Other
- C••••• A•••••• N••••••• L•• to L•• F•••••••• L••left Mar 22, 2010, registered Mar 18, 2010 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address