RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••• W••••••• B••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Feb 16, 2012 · Mt. Laurel, Nj
- F•••••• B•••• W••••• L•• unclassifiedApr 30, 2004 to Apr 14, 2008 · Towson, Md
- M••••• S•••••• D• I••• unclassifiedMar 26, 1996 to Apr 28, 2004 · Baltimore , Md
- F•••••• B•••• W••••• L•• to U•• F•••••••• S••••••• I•••left Apr 14, 2008, registered Feb 16, 2012 (1403 days) · Other
- M••••• S•••••• D• I••• to F•••••• B•••• W••••• L••left Apr 28, 2004, registered Apr 30, 2004 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address