RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••• P•••••
- I•••••••• W••••• M••••••••• I•• state registered currentsince Jul 9, 2013 · Greenwell Springs, La
- I•••••••• W••••• M••••••••• I•• state registeredJul 15, 2013 to Dec 31, 2014 · Greenwell Springs, La
- I•••••••• W••••• M••••••••• I•• state registeredMar 14, 2012 to Dec 31, 2012 · Greenwell Springs, La
- B••• O•• S••••••••• C••••••••• unclassifiedNov 17, 2003 to Jun 20, 2006 · Baton Rouge, La
- M•••••• S•••••• B•••• F•• D•• M•••••• W••••• M••••••••• unclassifiedJul 20, 2001 to Dec 31, 2002 · Lebanon, Nh
- M•••••• S•••••• B•••• F•• D•• M•••••• W••••• M••••••••• unclassifiedJul 20, 2001 to Oct 22, 2003
- L•• F•••••••• L•• BD affiliatedMay 8, 2001 to Sep 22, 2003 · Lebanon, Nh
- I•••••••• W••••• M••••••••• I•• to no registered destinationleft Dec 31, 2014 · Departure, no registered destination
- B••• O•• S••••••••• C••••••••• to I•••••••• W••••• M••••••••• I••left Jun 20, 2006, registered Mar 14, 2012 (2094 days) · Other
- M•••••• S•••••• B•••• F•• D•• M•••••• W••••• M••••••••• to B••• O•• S••••••••• C•••••••••left Oct 22, 2003, registered Nov 17, 2003 (26 days) · Other
- L•• F•••••••• L•• to M•••••• S•••••• B•••• F•• D•• M•••••• W••••• M•••••••••left Sep 22, 2003, registered Jul 20, 2001 (-794 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address