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Registered advisor

B•••• G••• B•••••••

C••••• I••••••••• A••••••• L••BD affiliatedStansbury Park, Ut dual registrantIAPD 1906923

Feed of 09/14/2026

Also filed as B•••• G••• B•••••••

At current firm

0 y

since Oct 7, 2025

In the industry

36 y

since Oct 13, 1989 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Oct 7, 2025 · Stansbury Park, Ut
L•• F•••••••• L•• BD affiliated
May 18, 2022 to Sep 26, 2025 · Fort Worth, Tx
C••• B•••••••• S•••••••• I••• former
Nov 6, 2020 to May 18, 2022 · Stansbury Park, Ut
C••••••• S••••••••• former
Oct 19, 2007 to Dec 6, 2010 · Dallas, Tx
W•••• F•••• I••••••••• L•• unclassified
Apr 27, 2004 to Oct 1, 2007 · Roy, Ut
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
May 12, 1998 to Apr 14, 2004 · Newport Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••
left Sep 26, 2025, registered Oct 7, 2025 (11 days) · Affiliated broker-dealer or bank to another
C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
C••••••• S••••••••• to C••• B•••••••• S•••••••• I•••
left Dec 6, 2010, registered Nov 6, 2020 (3623 days) · Other
W•••• F•••• I••••••••• L•• to C••••••• S•••••••••
left Oct 1, 2007, registered Oct 19, 2007 (18 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to W•••• F•••• I••••••••• L••
left Apr 14, 2004, registered Apr 27, 2004 (13 days) · Other

Signals

B•••• G••• B••••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2025-10-07)
Sep 26, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address