DFX Intelligence
RIA Intelligence
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Registered advisor
P••• M• M•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as P••• M•••••
At current firm
15 y
since Jun 14, 2011
In the industry
37 y
since Apr 19, 1989 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• F•••••••• independent RIA currentsince Jun 14, 2011 · Braintree, Ma
- S••••••••• A•••••• A•••••••• I••• formerMar 16, 2004 to Apr 17, 2012 · Braintree, Ma
- M•• F•••••••• independent RIAMar 16, 1998 to Sep 30, 2004 · Braintree, Ma
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to M•• F••••••••left Apr 17, 2012, registered Jun 14, 2011 (-308 days) · Other
- M•• F•••••••• to S••••••••• A•••••• A•••••••• I•••left Sep 30, 2004, registered Mar 16, 2004 (-198 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address