T••••• P••• B••••

• S•••••• N••••••• • C••••••• I••••••••• national BD current
  since Jul 22, 2019 · Southfield, Mi
• A••••••••• F•••••••• S•••••••• L•• national BD
  Oct 5, 2009 to Jul 25, 2019 · Farmington Hills, Mi
• A••••••••• A•••••• S•••••••• I••• unclassified
  Jun 28, 2007 to Oct 5, 2009 · West Bloomfield, Mi

• A••••••••• F•••••••• S•••••••• L•• to S•••••• N••••••• • C••••••• I•••••••••
  left Jul 25, 2019, registered Jul 22, 2019 (-3 days) · Affiliated broker-dealer or bank to another
• A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

37derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address