DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• R•••••• V•••••••••

M•• S••••••••• L••no RAUMSaddlebrook, Nj dual registrantIAPD 1922458

Feed of 09/15/2026

At current firm

2 y

since Apr 23, 2024

In the industry

21 y

since Aug 15, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• S••••••••• L•• no RAUM current
since Apr 23, 2024 · Saddlebrook, Nj
L•• F•••••••• L•• BD affiliated
Mar 5, 2024 to May 10, 2024 · Fort Mill, Sc
T• P•••••• C••••• W••••• L•• BD affiliated
Jul 2, 2013 to Jan 12, 2024 · Ft. Lauderdale, Fl
L•• F•••••••• L•• BD affiliated
Oct 11, 2011 to May 25, 2012 · Cherry Hill, Nj
U•••• F•••••••• S••••••• G••••• I••• unclassified
Feb 16, 2011 to Oct 11, 2011 · Charlotte, Nc
T• W••••• M••••••••• S••••••• I••• unclassified
Aug 23, 2005 to May 28, 2010 · Mount Laurel, Nj

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to M•• S••••••••• L••
left May 10, 2024, registered Apr 23, 2024 (-17 days) · Other
T• P•••••• C••••• W••••• L•• to L•• F•••••••• L••
left Jan 12, 2024, registered Mar 5, 2024 (53 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to T• P•••••• C••••• W••••• L••
left May 25, 2012, registered Jul 2, 2013 (403 days) · Other
U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••
left Oct 11, 2011, registered Oct 11, 2011 (0 days) · corporate re-registration, not a move
T• W••••• M••••••••• S••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••
left May 28, 2010, registered Feb 16, 2011 (264 days) · Other

Signals

J••• R•••••• V••••••••• left L•• F•••••••• L•• for M•• S••••••••• L•• (registered 2024-04-23)
May 10, 2024 · Advisor changed firm · fact
J••• R•••••• V••••••••• left T• P•••••• C••••• W••••• L•• for L•• F•••••••• L•• (registered 2024-03-05)
Jan 12, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address