W•••• E• N••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since May 6, 2022 · Dublin, Oh
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 25, 2017 to May 13, 2022 · Dublin, Oh
• M•• F•••••••• S•••••••• I••• former
  Jan 2, 2015 to Mar 25, 2017 · Dublin, Oh
• N•• E•••••• S••••••••• C••••••••• former
  Mar 15, 2002 to Jan 2, 2015 · Dublin, Oh

• M•• I•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••
  left May 13, 2022, registered May 6, 2022 (-7 days) · Affiliated broker-dealer or bank to another
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
• N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••
  left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move

• ••• Locked
  May 13, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

36derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address