RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• E••••• B••
- I••••••••• W••••• N••••••• I••• i••••••••• wealth currentsince Dec 8, 2017 · Downers Grove, Il
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 20, 2016 to Dec 7, 2017 · Naperville, Il
- N•• A•••••• S•••••••• L•• formerFeb 16, 2006 to Sep 22, 2016 · Naperville, Il
- N•• A•••••• S•••••••• L•• formerMar 29, 2004 to Feb 2, 2005 · Naperville, Il
- S••••• C•••••• M••••••••• I••• i••••••••• wealthJan 15, 2004 to Aug 26, 2004 · Naperville, Il
- K••••• A••••••• S•••••••• L•• to I••••••••• W••••• N••••••• I•••left Dec 7, 2017, registered Dec 8, 2017 (1 days) · Other
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered Apr 20, 2016 (-155 days) · corporate re-registration, not a move
- S••••• C•••••• M••••••••• I••• to N•• A•••••• S•••••••• L••left Aug 26, 2004, registered Mar 29, 2004 (-150 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address