RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• A••••• S•••••••
- Title
- Partnerreportedtpiginc.comfirm site, Sep 16, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- T•• P•••••• I••••••••• G••••• I••• independent RIA currentsince Oct 8, 2014 · Kettering, Oh
- W•••••• I••••••••• S••••••••• formerJun 3, 2010 to Dec 31, 2011 · Pasadena, Ca
- N•• F••••••••• I••• unclassifiedAug 19, 2004 to Sep 2, 2004 · Palm Springs, Ca
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• BD affiliatedAug 26, 2003 to Aug 19, 2004 · Palm Springs, Ca
- C••••••••• C•••••• I••••••••• S•••••••• I••• unclassifiedOct 8, 2002 to Mar 31, 2003 · Indian Wells, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 13, 1995 to Jun 3, 2002 · Indian Wells, Ca
- W•••••• I••••••••• S••••••••• to T•• P•••••• I••••••••• G••••• I•••left Dec 31, 2011, registered Oct 8, 2014 (1012 days) · Other
- N•• F••••••••• I••• to W•••••• I••••••••• S•••••••••left Sep 2, 2004, registered Jun 3, 2010 (2100 days) · Other
- B•••••• F••••• • C•••••• F•••••••• S•••••••• I••• to N•• F••••••••• I•••left Aug 19, 2004, registered Aug 19, 2004 (0 days) · Other
- C••••••••• C•••••• I••••••••• S•••••••• I••• to B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••left Mar 31, 2003, registered Aug 26, 2003 (148 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••••• C•••••• I••••••••• S•••••••• I•••left Jun 3, 2002, registered Oct 8, 2002 (127 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address