RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• N••• L•••••
- L•• E••••••••• L•• BD affiliated currentsince Jan 8, 2026 · Palatine, Il
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jan 7, 2026 · Buffalo Grove, Il
- M•• F•••••••• S•••••••• I••• formerJun 21, 2004 to Mar 25, 2017 · Buffalo Grove, Il
- W• G••••••• S••••••••• I••• unclassifiedFeb 11, 2002 to Jun 2, 2004 · Rosemont, Il
- M•• I•••••••• S•••••••• L•• to L•• E••••••••• L••left Jan 7, 2026, registered Jan 8, 2026 (1 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- W• G••••••• S••••••••• I••• to M•• F•••••••• S•••••••• I•••left Jun 2, 2004, registered Jun 21, 2004 (19 days) · Other
- A••• N••• L••••• left M•• I•••••••• S•••••••• L•• for L•• E••••••••• L•• (registered 2026-01-08)Jan 7, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address