DFX Intelligence
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Registered advisor
M••• P•••• P•••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedCorpus Christi, Txdual registrantIAPD 1941941
Feed of 09/14/2026
At current firm
7 y
since Jan 17, 2019
In the industry
46 y
since Dec 1, 1979 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jan 17, 2019 · Corpus Christi, Tx
- W•••• F•••• A••••••• wirehouseJan 1, 2008 to Jan 25, 2019 · Houston, Tx
- A• G• E•••••• • S•••• I••• unclassifiedNov 12, 2002 to Jan 1, 2008 · Corpus Christi, Tx
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 25, 2019, registered Jan 17, 2019 (-8 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address