DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Woodrow D Bowling
Feed of 09/15/2026
Also filed as Woody Bowling
At current firm
4 y
since May 20, 2022
In the industry
14 y
since Jun 22, 2012 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Brookstone Wealth Advisors, LLC no RAUM currentsince May 20, 2022 · Carlisle, Oh
- Royal Fund Management, LLC independent RIANov 5, 2018 to May 24, 2022 · Carlisle, Oh
- Pruco Securities, LLC no RAUMNov 30, 2017 to Sep 28, 2018 · Cincinnati, Oh
- First Advisors National, LLC independent RIAJan 8, 2016 to Aug 30, 2017 · Carlisle, Oh
- Horter Investment Management, LLC independent RIAOct 22, 2014 to Jul 17, 2015 · Franklin, Oh
- First Advisors National, LLC independent RIAFeb 7, 2013 to Oct 17, 2014 · Springboro, Oh
- Institute For Wealth Advisors, Inc. formerJul 12, 2012 to Dec 31, 2012 · Springboro, Oh
Moves
a registration end followed by a registration begin elsewhere
- Royal Fund Management, LLC to Brookstone Wealth Advisors, LLCleft May 24, 2022, registered May 20, 2022 (-4 days) · RIA to RIA
- Pruco Securities, LLC to Royal Fund Management, LLCleft Sep 28, 2018, registered Nov 5, 2018 (38 days) · Affiliated broker-dealer or bank to independent RIA
- First Advisors National, LLC to Pruco Securities, LLCleft Aug 30, 2017, registered Nov 30, 2017 (92 days) · Other
- Horter Investment Management, LLC to First Advisors National, LLCleft Jul 17, 2015, registered Jan 8, 2016 (175 days) · Other
- First Advisors National, LLC to Horter Investment Management, LLCleft Oct 17, 2014, registered Oct 22, 2014 (5 days) · Other
- Institute For Wealth Advisors, Inc. to First Advisors National, LLCleft Dec 31, 2012, registered Feb 7, 2013 (38 days) · Other
Signals
- Woodrow D Bowling left Royal Fund Management, Llc for Brookstone Wealth Advisors, Llc (registered 2022-05-20)May 24, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address