DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ann Baker Ronn
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
0 y
since Feb 22, 2026
In the industry
37 y
since Aug 14, 1989 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Feb 22, 2026 · Houston, Tx
- Ameritas Advisory Services, LLC BD affiliatedNov 1, 2021 to Mar 6, 2026 · Houston, Tx
- Ameritas Advisory Services formerJan 24, 2007 to Nov 1, 2021 · Houston, Tx
- The Afp Group unclassifiedJan 1, 2003 to Dec 31, 2012
- The Afp Group unclassifiedOct 25, 2002 to Dec 31, 2002 · Houston, Tx
- Osaic Wealth, Inc. BD affiliatedFeb 21, 1992 to Jan 29, 2007 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Ameritas Advisory Services, LLC to LPL Financial LLCleft Mar 6, 2026, registered Feb 22, 2026 (-12 days) · Affiliated broker-dealer or bank to another · moved with a team
- Ameritas Advisory Services to Ameritas Advisory Services, LLCleft Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
- The Afp Group to Ameritas Advisory Servicesleft Dec 31, 2012, registered Jan 24, 2007 (-2168 days) · Other
- Osaic Wealth, Inc. to The Afp Groupleft Jan 29, 2007, registered Oct 25, 2002 (-1557 days) · Other
Signals
- Ann Baker Ronn left Ameritas Advisory Services, Llc for Lpl Financial Llc (registered 2026-02-22)Mar 6, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address