RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••••• S•••••••
- R•••••••• A•••• M••••••••• BD affiliated currentsince Jan 28, 2025 · Menlo Park, Ca
- M•••• C•••••• M••••••••• I••• formerSep 4, 2015 to Jun 24, 2020 · San Mateo, Ca
- C•••••• S••••• • C••• I••• national BDOct 3, 2006 to Mar 11, 2011 · San Francisco, Ca
- M•••• C•••••• M••••••••• I••• to R•••••••• A•••• M•••••••••left Jun 24, 2020, registered Jan 28, 2025 (1679 days) · Other
- C•••••• S••••• • C••• I••• to M•••• C•••••• M••••••••• I•••left Mar 11, 2011, registered Sep 4, 2015 (1638 days) · Affiliated broker-dealer or bank to a newly registered adviser
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address