DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• E••••• P•••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedCanfield, Ohdual registrantIAPD 1951592

Chartered Financial Consultant

Feed of 09/14/2026

At current firm

1 y

since Apr 25, 2025

In the industry

32 y

since Dec 1, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Apr 25, 2025 · Canfield, Oh
O•••• W•••••• I••• BD affiliated
Oct 11, 2024 to May 2, 2025 · Scottsdale, Az
A••••••• P••••••••• A•••••••• I•• former
Jun 28, 2019 to Oct 11, 2024 · Holbrook, Ny
S••••••• I••••••••• I••• former
May 13, 2016 to Jan 25, 2018 · Canfield, Oh
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Aug 19, 1999 to May 13, 2016 · St. Petersburg, Fl

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left May 2, 2025, registered Apr 25, 2025 (-7 days) · Affiliated broker-dealer or bank to another
A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••
left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
S••••••• I••••••••• I••• to A••••••• P••••••••• A•••••••• I••
left Jan 25, 2018, registered Jun 28, 2019 (519 days) · Other
T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••
left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move

Signals

J••• E••••• P••••• left O•••• W•••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-04-25)
May 2, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address