RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••••• A•• G•••••
- E••••• W•••••• L•• independent RIA currentsince Jan 5, 2026 · Fort Lauderdale, Fl
- E••••• W•••••• L•• independent RIAFeb 27, 2017 to Dec 31, 2019 · Williamsville, Ny
- F•••• A••••• A••••••• S•••••••• I••• formerJul 2, 2012 to Feb 13, 2017 · Williamsville, Ny
- F•••• A••••• S••••••••• I••• formerAug 17, 2011 to Jul 10, 2012 · San Diego, Ca
- B••••••••• S••••••••• C••••••••• unclassifiedMay 25, 2004 to Jul 3, 2007 · Williamsville, Ny
- F•••• A••••• A••••••• S•••••••• I••• to E••••• W•••••• L••left Feb 13, 2017, registered Feb 27, 2017 (14 days) · Other
- F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••left Jul 10, 2012, registered Jul 2, 2012 (-8 days) · corporate re-registration, not a move
- B••••••••• S••••••••• C••••••••• to F•••• A••••• S••••••••• I•••left Jul 3, 2007, registered Aug 17, 2011 (1506 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address