DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Mike Mcmillen
At current firm
20 y
since Jun 23, 2006
In the industry
37 y
since Jun 15, 1989 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mcmillen & Company, Inc. former currentsince Jun 23, 2006 · Boise, Id
- Gem State Investment Advisors unclassifiedDec 19, 2023 to May 7, 2026 · Boise, Id
- The Caprock Group, LLC independent RIAFeb 10, 2003 to Jul 27, 2006 · Boise, Id
- Piper Sandler & Co. institutionalMay 15, 2002 to Jan 14, 2003 · Boise, Id
Moves
a registration end followed by a registration begin elsewhere
- Gem State Investment Advisors to no registered destinationleft May 7, 2026 · Departure, no registered destination
- The Caprock Group, LLC to Mcmillen & Company, Inc.left Jul 27, 2006, registered Jun 23, 2006 (-34 days) · Other
- Piper Sandler & Co. to The Caprock Group, LLCleft Jan 14, 2003, registered Feb 10, 2003 (27 days) · Other
Signals
- Mike Mcmillen no longer registered at Gem State Investment Advisors; no later IA registration on IAPDMay 7, 2026 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address