RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A•••• M•••••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Feb 27, 2020 · Newport Beach, Ca
- B••••••• C•••••• I••• formerJul 29, 2013 to Jul 9, 2014 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 18, 2012 to May 22, 2012 · Alpharetta, Ga
- C••••• S••••• S••••••••• •••• L•• formerJan 17, 2003 to Sep 6, 2011 · Atlanta, Ga
- B••••••• C•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 9, 2014, registered Feb 27, 2020 (2059 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••••••• C•••••• I•••left May 22, 2012, registered Jul 29, 2013 (433 days) · Other
- C••••• S••••• S••••••••• •••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 6, 2011, registered Apr 18, 2012 (225 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address