RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••• P•••••
- B••••••• W••••• M••••••••• L•• independent RIA currentsince Nov 30, 2012 · Muskegon, Mi
- R•••••• W••••• independent RIASep 16, 2009 to Aug 22, 2011 · Lansing, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 19, 2000 to Jan 20, 2009 · Muskegon, Mi
- R•••••• W••••• to B••••••• W••••• M••••••••• L••left Aug 22, 2011, registered Nov 30, 2012 (466 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• W•••••left Jan 20, 2009, registered Sep 16, 2009 (239 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address