DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• M•••••• M•••••

S•••••• N••••••• • C••••••• I•••••••••national BDRichmond, Vadual registrantIAPD 1955323

Feed of 09/14/2026

Also filed as Rob M•••••

At current firm

11 y

since Jul 7, 2015

In the industry

36 y

since Jul 10, 1990 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••••• N••••••• • C••••••• I••••••••• national BD current
since Jul 7, 2015 · Richmond, Va
S••••• A••• A•••• M••••••••• I••• former
Dec 9, 2011 to Jul 7, 2015 · Birmingham, Al
A••••••• • S••••••••• I••••••••• former
Apr 4, 2005 to Dec 9, 2011 · Richmond, Va
A•• C•••••• A•••••••• I••• unclassified
May 9, 2003 to Apr 4, 2005 · Richmond, Va
R•• C•••••• M••••••• L•• national BD
May 1, 2002 to May 16, 2003 · Richmond, Va

Moves

a registration end followed by a registration begin elsewhere

S••••• A••• A•••• M••••••••• I••• to S•••••• N••••••• • C••••••• I•••••••••
left Jul 7, 2015, registered Jul 7, 2015 (0 days) · corporate re-registration, not a move
A••••••• • S••••••••• I••••••••• to S••••• A••• A•••• M••••••••• I•••
left Dec 9, 2011, registered Dec 9, 2011 (0 days) · Other
A•• C•••••• A•••••••• I••• to A••••••• • S••••••••• I•••••••••
left Apr 4, 2005, registered Apr 4, 2005 (0 days) · Other
R•• C•••••• M••••••• L•• to A•• C•••••• A•••••••• I•••
left May 16, 2003, registered May 9, 2003 (-7 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 36derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address