RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• C•••• M••••••••
- B••• M••• T•••• A•••••••• L•• independent RIA currentsince Jan 30, 2025 · Wilmington, De
- P••••••• C•••••• M••••••••• C•••• formerNov 22, 2019 to Nov 21, 2024 · Paoli, Pa
- S••••••• I••••••••• A••••••• L••• independent RIAJan 28, 2014 to Jan 26, 2019 · Berwyn, Pa
- P••••••• C•••••• M••••••••• C•••• to B••• M••• T•••• A•••••••• L••left Nov 21, 2024, registered Jan 30, 2025 (70 days) · RIA to RIA
- S••••••• I••••••••• A••••••• L••• to P••••••• C•••••• M••••••••• C••••left Jan 26, 2019, registered Nov 22, 2019 (300 days) · RIA to RIA
- P••• C•••• M•••••••• left P••••••• C•••••• M••••••••• C•••• for B••• M••• T•••• A•••••••• L•• (registered 2025-01-30)Nov 21, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address